-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A9nO6acsPQ8c2pR6+g9Ew1wykzuKE2PoFEUuZimyvH1bIM0KihAZxruHNh/mdZNd prjOdXgPYSSEHi7lJ+2v8A== 0001065407-06-000129.txt : 20060206 0001065407-06-000129.hdr.sgml : 20060206 20060206160932 ACCESSION NUMBER: 0001065407-06-000129 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060206 DATE AS OF CHANGE: 20060206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARLEYSVILLE SAVINGS FINANCIAL CORP CENTRAL INDEX KEY: 0001107160 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 233028464 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78814 FILM NUMBER: 06581603 BUSINESS ADDRESS: STREET 1: 271 MAIN STREET CITY: HARLEYSVILLE STATE: PA ZIP: 19401 BUSINESS PHONE: 2152568828 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARLEYSVILLE SAVINGS ASSOCIATION EMPLOYEES STOCK OWNERSHIP PENSION PLAN CENTRAL INDEX KEY: 0001317393 IRS NUMBER: 000000000 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: HARLEYSVILLE SAVINGS FINANCIAL CORP STREET 2: 271 MAIN STREET CITY: HARLEYSVILLE STATE: PA ZIP: 19438 BUSINESS PHONE: (215) 256-8828 MAIL ADDRESS: STREET 1: HARLEYSVILLE SAVINGS FINANCIAL CORP STREET 2: 271 MAIN STREET CITY: HARLEYSVILLE STATE: PA ZIP: 19438 SC 13G/A 1 sc13ga.txt SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)(1) HARLEYSVILLE SAVINGS FINANCIAL CORPORATION ______________________________________________________________________________ (Name of Issuer) Common Stock, Par Value $.01 Per Share ______________________________________________________________________________ (Title of Class of Securities) 412865 10 7 ______________________________________________________________________________ (CUSIP Number) December 31, 2005 ______________________________________________________________________________ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) ____________________________ (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages CUSIP NO. 412865 10 7 13G/A Page 2 of 6 Pages - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Harleysville Savings Association Employees Stock Ownership Pension Plan Trust - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Pennsylvania - ------------------------------------------------------------------------------ 5. SOLE VOTING POWER -- ----------------------------------------------------------------- NUMBER OF 6. SHARED VOTING POWER SHARES BENEFICIALLY 348,623 OWNED BY ----------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON WITH -- ----------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 348,623 - ------------------------------------------------------------------------------ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 348,623 - ------------------------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.9% - ------------------------------------------------------------------------------ 12. TYPE OF REPORTING PERSON EP - ------------------------------------------------------------------------------ CUSIP NO. 412865 10 7 13G/A Page 3 of 6 Pages Item 1(a). Name of Issuer: Harleysville Savings Financial Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 271 Main Street Harleysville, Pennsylvania 19438 Item 2(a). Name of Person Filing: Harleysville Savings Association Employees Stock Ownership Pension Plan Trust Item 2(b). Address of Principal Business Office or, if None, Residence: Harleysville Savings Financial Corporation 271 Main Street Harleysville, Pennsylvania 19438 Item 2(c). Citizenship: Pennsylvania Item 2(d). Title of Class of Securities: Common Stock, par value $.01 per share Item 2(e). CUSIP Number: 412865 10 7 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is: (f) [X] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). CUSIP NO. 412865 10 7 13G/A Page 4 of 6 Pages Item 4. Ownership. (a) Amount beneficially owned: 348,623 (b) Percent of class: 8.9% (based on 3,909,539 shares issued and outstanding as of December 31, 2005) (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 0 ---------- (ii) Shared power to vote or to direct the vote 348,623 ----------- (iii) Sole power to dispose or to direct the disposition of 0 -------- (iv) Shared power to dispose or to direct the disposition of 348,623 ------- The reporting person is an employee benefit plan subject to the provisions of the Employee Retirement Income Security Act of 1974, as amended, with individual accounts for the benefit of participating employees and their beneficiaries. The reporting person's assets are held in trust by trustees ("Plan Trustees"). The number of shares listed as beneficially owned represents the entire number of shares of Common Stock held by the Plan Trustees, as of December 31, 2005. As of December 31, 2005, 348,623 shares of Common Stock were allocated to individual accounts established for participating employees and their beneficiaries. In general, participating employees and their beneficiaries have the power and authority to direct the voting of shares of Common Stock allocated to their individual accounts through the Plan Trustees, subject to the fiduciary duties of the Plan Trustees and applicable law. Item 5. Ownership of Five Percent or Less of a Class. Not applicable since the reporting entity owns more than 5% of the class. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Dividends on Common Stock allocated to the accounts of participating employees and their beneficiaries, to the extent paid in the form of additional securities, are added to their respective individual accounts. Dividends on Common Stock allocated to the accounts of participating employees and their beneficiaries, to the extent paid in cash, are, at the direction of the Plan Administrator, either (i) credited to the respective individual accounts, or (ii) used to pay principal and interest on outstanding indebtedness incurred by the reporting person to acquire Common Stock. CUSIP NO. 412865 10 7 13G/A Page 5 of 6 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable since the reporting entity is not a member of a group. Item 9. Notice of Dissolution of Group. Not applicable since the reporting entity is not a member of a group. CUSIP NO. 412865 10 7 13G/A Page 6 of 6 Pages Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. This report is not an admission that the Plan Trustees are the beneficial owners of any securities covered by this report, and the Plan Trustees expressly disclaim beneficial ownership of all shares reported herein pursuant to Rule 13d-4. Harleysville Savings Association Employees Stock Ownership Pension Plan Trust February 6, 2006 By: /s/ Sanford L. Alderfer ------------------------------ Sanford L. Alderfer, Trustee February 2, 2006 By: /s/ Philip A. Clemens ------------------------------ Philip A. Clemens, Trustee February 6, 2006 By: /s/ George W. Meschter ------------------------------ George W. Meschter, Trustee -----END PRIVACY-ENHANCED MESSAGE-----